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Category Archives: Operational Risk Management

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Operational risk appetite and how to detect when your organisation is close to breach its pre-defined levels

Posted on by aldopuch

By Manoj Kulwal, Eureka Financial Faculty An organisation may have several business units and the activities of each unit may be unique e.g. a bank may have a retail banking and commercial banking business units. Each business unit will be … Continue reading

Posted in Banking Operations, Operational Risk Management, Risk Management | Tagged , | Leave a comment

Best Practices in Corporate Governance

Posted on by aldopuch

Boards are essential for making sure that shareholders are able to properly hold the management team to account. Getting the boardroom dynamics right is the key to success. Is your board well structured? What kind of person should you take on … Continue reading

Posted in Business Management, Corporate Governance, Leadership, Operational Risk Management, Training Dubai, Training London | Tagged , , | Leave a comment

Are you ready for FATCA?

Posted on by aldopuch

  FATCA came into effect on 1st of July requiring foreign banks to report their offshore accounts. To facilitate an orderly transition the United States IRS will refrain from rigorously enforcing many of the requirements during 2014 & 2015, as … Continue reading

Posted in Banking Operations, Banking Regulations, FATCA, Operational Risk Management, Payments, Private Banking, Regulation, Training London, Wealth Management | Tagged , , , , , , | Leave a comment

Operational Risk recognised as the most important risk by financial institutions

Posted on by aldopuch

By: MartketWatch.com Chartis nominated SAS OpRisk system as the leader in the market for Operational Risk Management. Payman Mestchian, Managing Partner at Chartis says that their research suggests that “operational risk is now recognized as the most important risk by … Continue reading

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Main Trends in Collateral Management

Posted on by aldopuch

By: Securities Lending Times According to the new survey conducted by Sapient Global Markets in March, evolution towards the front office has been identified as one of the main trends for efficient collateral management across global market participants. The research … Continue reading

Posted in Banking Operations, Banking technology, Custodial Services, Financial Markets, Hedge Funds, Operational Risk Management, Securities Settlement, Trading, transaction banking | Tagged , , , , , , | Leave a comment

International Securities Settlements and Custodial Services Program in London

Posted on by aldopuch

  Register for a practical 2 day International Securities Settlements & Custodial Services course in London – 7-8 of July 2014. This 2 day training program is designed to provide delegates with practical  knowledge about the key concepts, systems, processes and … Continue reading

Posted in Custodial Services, Financial Markets, Operational Risk Management, Payments, Securities Settlement, Training London, transaction banking | Tagged , , , , , | Leave a comment

ERM – Lessons learnt since the financial crisis and where practices are still lagging

Posted on by aldopuch

Lessons learnt after the crisis With signs that the global financial crisis is on the wane; five years after the fall of Lehman Brothers  analysts are asking what lessons, if any, have been learnt along the way.  To this end … Continue reading

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10 Questions each Risk Manager should ask himself

Posted on by aldopuch

By Stanley Epstein The whole aspect of Risk Management has taken on a much higher profile over the past few years, driven by many new factors. In the financial industry the crisis that so unpleasantly arrived on our doorstep in … Continue reading

Posted in Banking Operations, Operational Risk Management, Risk Management, Training Dubai, Training London | Tagged , | 1 Comment

Working together to combat money laundering

Posted on by aldopuch

7th Annual European Financial Crime Conference On 21st October the European Financial Crime Conference takes place in London.  Key areas to be debated over two days include current thinking on AML compliance and a review of the EU’s AML agenda.  … Continue reading

Posted in Anti-Money Laundering, Financial Markets, Operational Risk Management, Risk Management | Tagged , , | Leave a comment

Banking Reform Bill Amendment on Payments and Securities Settlements

Posted on by aldopuch

On 8th October the Financial Services (Banking Reform) Bill heads to the House of Lords for further consideration by their Lordships. Having listened to numerous opinions the Government has tabled more than 80 amendments which it proposes to add to … Continue reading

Posted in Banking Operations, Custodial Services, Financial Markets, Operational Risk Management, Risk Management, Securities Settlement | Tagged , , , | Leave a comment
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